Acta Metallurgica Sinica(English letters)

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管制的产权特征与制度框架

苑春荟   

  1. 北京邮电大学 经济管理学院
  • 收稿日期:2007-10-28 修回日期:1900-01-01 出版日期:2008-02-28

AStudyonthePropertyFeatureandInstitutionalStructureofRegulation

Yuan Chun-hui   

  1. School of Economics and Management BUPT
  • Received:2007-10-28 Revised:1900-01-01 Online:2008-02-28

摘要: 根据德姆塞茨对产权的定义,管制作为权利安排是涉及产权的活动。本文讨论了管制的产权功能,指出管制所涉及的产权问题主要有两类:一是管制权力安排,二是管制政策中的产权分配,这两类问题在管制制度结构中,表现为管制治理与管制激励。管制治理实质上解决的是管制权力安排的问题,在管制治理中需要建立管制透明与监督机制;管制激励主要涉及管制政策对产权分配的影响,即制约被管制者的部分产权权能,在管制激励中需要遵循公平和效率原则,在此基础上本文构建了管制制度框架概念模型。

关键词: 管制治理, 管制激励, 管制框架, 管制制度设计

Abstract: The paper discusses feature and function of regulation from the perspective of property, and points out a concept model of regulatory institutional structure. It suggests that regulation deal with two kinds of property. One deal with the distribution of regulatory power that is regulatory governance; another deal with the distribution of market resources decided by regulatory policies, that is regulatory incentives. It is necessary to set up the mechanism of transparency and supervising for regulatory governance, and the mechanism of equality and efficiency for regulatory incentives.

Key words: regulatorygovernance, regulatoryincentives, regulatoryframework, regulatoryinstitutionarrangement

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