双向投资、专利异质性与企业创新质量

doi:10.19722/j.cnki.1008-7729.2019.0426

北京邮电大学学报(社科版) ›› 2020, Vol. 22 ›› Issue (2): 96-105.doi: 10.19722/j.cnki.1008-7729.2019.0426

双向投资、专利异质性与企业创新质量

1北京邮电大学经济管理学院，北京100876；
2北京邮电大学网络教育学院，北京100876；
3中央财经大学经济学院，北京100081

收稿日期:2019-12-30 出版日期:2020-04-30
基金资助:
国家自然科学基金青年项目(71503024)；北京市自然科学基金面上项目（9192015）；教育部哲学社会科学研究后期资助一般项目(16JHQ035)；北京邮电大学基本科研业务费管理体系软课题项目（2019XKRK04）

Two-way Investment, Patent Heterogeneity and Enterprises Innovative Quality

1 School of Economics and Management, Beijing University of Posts and Telecommunications, Beijing 100876, China;
2 School of Network Education, Beijing University of Posts and Telecommunications, Beijing 100876, China；
3 School of Economics, Central University of Finance and Economics, Beijing 100081, China

Received:2019-12-30 Online:2020-04-30

摘要/Abstract

摘要： 在系统梳理双向投资协调效应影响企业创新质量理论机制的基础上，利用匹配后的中国创新型企业与专利数据库，通过中介效应模型和面板工具变量法，从专利异质性视角实证检验了双向投资对我国创新型企业创新质量的影响效应。研究发现，双向投资总体上有利于提高创新型企业创新质量，且对于发明专利表现较为明显。进一步的研究结果发现，双向投资通过研发资金和研发人员投入的中介机制有利于提升发明专利和外观设计专利的质量，双向投资可以提高高融资约束和非国有企业的创新质量，而对外直接投资则促进了低融资约束、国有和中西部地区企业的创新质量。

关键词: 专利异质性, 双向投资, 创新型企业, 创新质量

Abstract: Theoretical mechanism of the two-way investment coordination effect affecting the enterprises patent quality is systematically clarified first Then using the matched database, and through the mediating effect model and panel instrument variable method, the effect of two-way investment on the patent quality of innovative enterprises in China is empirically examined from the perspective of patent heterogeneity It is found that: two-way investment is generally beneficial to improving the patent quality of innovative enterprises, and the regression of invention patent is more significant Further, two-way investment helps to improve the quality invention patent and design patent through the mediating effect mechanism of R&D fund input and R&D personnel input Finally, from the heterogeneity analysis, two-way investment can improve the patent quality of enterprises with high financing constraints and non-state-owned enterprises, while foreign direct investment promotes the patent quality of enterprises with low financing constraints, state-owned enterprises and central and western enterprises

Key words: patent heterogeneity, two-way investment, innovative enterprise, innovative quality

中图分类号:

F425
F125

李宏兵1，段雪怡3，翟瑞瑞2. 双向投资、专利异质性与企业创新质量[J]. 北京邮电大学学报(社科版), 2020, 22(2): 96-105.

LI Hong-bing1, DUAN Xue-yi3, ZHAI Rui-rui2 . Two-way Investment, Patent Heterogeneity and Enterprises Innovative Quality[J]. JOURNAL OF BEIJING UNIVERSITY OF POSTS AND TELECOM, 2020, 22(2): 96-105.

参考文献

［1］佘颖. 加快从专利大国转向专利强国［N］. 经济日报,2018-12-10(9).
［2］李宏兵,刘早云,陈岩.双向投资、双向技术溢出与中国企业创新［J］.中国科技论坛,2019(2):64-72.
［3］唐宜红,俞峰,李兵.外商直接投资对中国企业创新的影响——基于中国工业企业数据与企业专利数据的实证检验［J］.武汉大学学报(哲学社会科学版),2019,72(1):104-120.
［4］陈伟,魏楠,侯建,等.FDI与区域创新能力关系中“门槛效应”的实证研究［J］.软科学,2018,32(9):30-33+38.
［5］ NING L, WANG F, LI J . Urban innovation, regional externalities of foreign direct investment and industrial agglomeration: evidence from Chinese cities［J］. Research Policy, 2016, 45(4):830-843.
［6］ FRANCISCO G, JIN B, SALOMON R . Does inward foreign direct investment improve the innovative performance of local firms?［J］. Research Policy, 2013, 42(1):231-244.
［7］沙文兵. 对外直接投资提升了中国国内创新能力吗?——基于2004年～2010年省际面板数据的检验［J］. 经济经纬, 2015, 32(6):54-58. .
［8］李宏兵,文磊.服务业双向投资提升了我国企业创新竞争力吗［J］.国际经贸探索，2016,32(3):18-33.
［9］张杰,郑文平.创新追赶战略抑制了中国专利质量么?［J］.经济研究,2018,53(5):28-41.
［10］申宇,黄昊,赵玲.地方政府“创新崇拜”与企业专利泡沫［J］.科研管理,2018,39(4):83-91.
［11］ HSU C W, CHANG P L, HSIUNG C M, et al. Commercial application scenario using patent analysis: fermentative hydrogen production from biomass［J］. International Journal of Hydrogen Energy, 2014, 39(33):19277-19284.
［12］陈田力,岑杰.专利质量导向下企业专利数量增长能力重塑［J］.科学学研究,2018,36(7):1215-1223.
［13］康志勇.政府补贴促进了企业专利质量提升吗?［J］.科学学研究,2018,36(1):69-80.
［14］ TOMAS H, ZUZANA I. Estimating vertical spillovers from FDI: why results vary and what the true effect is［J］. Journal of International Economics，2012,85(2):234-244.
［15］黄传荣,陈丽珍.长三角地区自主创新与利用FDI的协同度研究［J］.宏观经济研究,2017(9):119-127.
［16］ BRAINARD, S. An empirical assessment of the proximity-concentration trade-off between multinational sales and trade［J］. American Economic Review，1993,87(4):520-544.
［17］毛其淋,许家云.中国对外直接投资如何影响了企业加成率:事实与机制［J］.世界经济,2016,39(6):77-99.
［18］ COE D T, HELPMAN E, HOFFMAISTER A W. International R&D spillovers and institutions［J］. European Economic Review,2008, 53(7): 723-741.
［19］ HADLOCK C, PIERCE J. New evidence on measuring financial constraints: moving beyond the KZ Index［J］. Review of Financial Studies, 2010, 23 (5) :1909-1940.

双向投资、专利异质性与企业创新质量

Two-way Investment, Patent Heterogeneity and Enterprises Innovative Quality

可视化

摘要/Abstract

引用本文

使用本文

参考文献

相关文章 0

编辑推荐

Metrics

本文评价